Important Disclosure Information
Investment Advisory services provided by Mill Street Financial, LLC, part of the Ashton Thomas Private Wealth, LLC (“ATPW”) network. ATPW is an SEC registered investment adviser. Registration with the SEC does not imply a certain level of skill or training. Securities brokerage services provided by the entity detailed in your Advisors Part 2B of Form ADV: Brochure Supplement in Item 4: Other Business Activities. Insurance products by the entity detailed in your Advisors Part 2B of Form ADV: Brochure Supplement in Item 4: Other Business Activities. Though there are similarities among these services, the investment advisory programs offered by Mill Street Financial advisors are separate and distinct, differ in material ways and are governed by different laws and separate contracts with you. A copy of by Mill Street Financial LLC’s current written disclosure statement discussing advisory services and fees is available for review upon request.
Mill Street Financial, LLC, a part of the Ashton Thomas Private Wealth, LLC (“ATPW”) network. ATPW is an SEC registered investment adviser located in Portland, Oregon. Mill Street and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Mill Street maintains clients. Mill Street may only transact business in those states in which it is notice filed, or qualifies for an exemption or exclusion from notice filing requirements. Mill Street Financial website is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Mill Street Financial’s website on the Internet should not be construed by any consumer and/or prospective client as Mill Street Financial’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Mill Street Financial with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Mill Street Financial, please contact the SEC or the state securities regulators for those states in which Mill Street Financial maintains a notice filing. A copy of Mill Street Financial’s current written disclosure statement discussing Mill Street Financial’s business operations, services, and fees is available from Mill Street Financial upon written request. Mill Street Financial does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Mill Street Financial web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Mill Street Financial), will be profitable or equal any historical performance level(s).
Certain portions of Mill Street Financial’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Mill Street Financial (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Mill Street Financial or from any other investment professional. Mill Street Financial is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Mill Street Financial is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Mill Street Financial by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to Mill Street Financial’s website, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from Mill Street Financial, or from any other investment professional.
Unless otherwise expressly prohibited by applicable securities laws, Each client and prospective client agrees, as a condition precedent to his/her/its access to Mill Street Financial’s website, to release and hold harmless Mill Street Financial, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Mill Street Financial. The federal and state securities laws impose liabilities on persons who have acted in good faith. I therefore understand that nothing herein shall constitute a waiver or limitation of any federal or state right, including any private right of action.